1. Purpose
This Electronic Delivery Consent Agreement (“Agreement”) governs the electronic delivery of required disclosures, notices, account statements, confirmations, regulatory communications, and other documents by Sleeper Markets LLC (“Firm,” “we,” “us,” or “our”) to you (“Customer”).
By signing this Agreement, you consent to the electronic delivery of such documents in lieu of paper delivery, as permitted under CFTC Regulation 1.4 and applicable NFA rules.
2. Consent to Electronic Delivery
You hereby consent to receive all required communications from Sleeper Markets LLC electronically, including but not limited to:
Trade confirmations, account statements, and monthly/quarterly reports
Risk disclosures and annual updates
CFTC and NFA mandated notices
Compliance or regulatory communications
Amendments to account agreements and policies
Electronic delivery may be made via:
Email to the address you provide
Posting to a secure, password-protected web portal
Other electronic means (such as file-sharing platforms) if agreed upon
You understand that once we provide notice of availability via your designated email address, the communication is deemed delivered.
3. Hardware and Software Requirements
To access and retain records electronically, you confirm that you have the following:
A computer or mobile device with reliable internet access
A current web browser supporting secure (HTTPS) connections
An active, valid email account
Software capable of opening PDF or similar electronic documents
Adequate storage or printing capability to retain communications
You acknowledge that it is your responsibility to maintain updated hardware/software and notify us if you cannot access communications electronically.
4. Right to Revoke Consent
You may revoke this consent at any time, without penalty, by notifying us in writing at: [email protected]
5. Customer Responsibilities
You agree to:
Maintain an accurate and active email address on record
Promptly notify us of any changes to your contact information
Regularly review your email and our secure portal for new communications
Use reasonable security measures to protect access to electronic communications
Failure to maintain accurate contact information may result in delayed receipt of required documents, for which Sleeper Markets LLC shall not be liable.
6. Acknowledgment and Certification
By executing this Agreement, you acknowledge that:
You have read and understood the terms of this Agreement
You meet the hardware/software requirements listed above
You consent to the electronic delivery of all communications required under CFTC and NFA rules
This consent applies to all of your fully collateralized swap accounts with Sleeper Markets LLC